CySEC slaps sanctions, fine on executive directors of PFX Financial Professional

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CySEC slaps sanctions, fine on executive...
 © In-Cyprus 2020
The Cyprus Securities and Exchange Commission (CySEC) said on Wednesday that it has imposed sanctions and an administrative fine on the executive directors of PFX Financial Professional, (‘the Company’).

CySEC’s withdrawal of the Company’s licence , and today’s action is a result of the investigation into the Company which found that its non-compliance with the Investment Services and Activities and Regulated Markets Law of 2007 was due to the fault, willful omission and negligence of the Company’s executive directors.

Specifically, it was found that the breaches in...


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This article was automatically added to our system 13-5-2020

CySEC slaps sanctions, fine on executive directors of PFX Financial Professional


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Article Tags: cysec, slaps, sanctions, executive, directors, financial, professional,